Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Patrick Tarashuk | 1618762 | 1 | 04/03/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stephen William Brown | 6380760 | 1 | 03/08/2018 | Customer Dispute | Settled | $93,139.00 | $0.00 | See FINRA Report |
| Sotero M Morales Perez | 5441448 | 5 | 03/07/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Glen Roessner | 5568932 | 2 | 02/14/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Eric Todd Stuckey | 2445666 | 10 | 01/22/2018 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |
| Adrienne Elizabeth Rowles | 3073899 | 1 | 01/04/2018 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Andrea Margo Hauptman | 2306909 | 1 | 01/03/2018 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Howard Genden | 2450676 | 1 | 12/04/2017 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Laurence Mark Fotsch | 2003513 | 1 | 11/23/2017 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Antos | 1857829 | 1 | 10/13/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |