Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Murray Gardas | 5636149 | 1 | 07/18/2018 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Francisco Javier Fernandez Leon | 5648271 | 7 | 06/19/2018 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| David Glen Roessner | 5568932 | 2 | 06/13/2018 | Customer Dispute | Settled | $21,654.60 | $0.00 | See FINRA Report |
| Eric Todd Stuckey | 2445666 | 10 | 05/18/2018 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Nathan Paul MacDonald | 2250393 | 1 | 05/15/2018 | Customer Dispute | Settled | $22,358.20 | $0.00 | See FINRA Report |
| Mitch Ira Silberman | 2414904 | 2 | 04/27/2018 | Customer Dispute | Settled | $10,500.00 | $0.00 | See FINRA Report |
| Douglas Haig Alexander | 2087736 | 2 | 04/25/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Francisco Javier Fernandez Leon | 5648271 | 7 | 04/24/2018 | Customer Dispute | Settled | $309,000.00 | $0.00 | See FINRA Report |
| Nicholas C Pavia | 5044474 | 1 | 04/23/2018 | Customer Dispute | Settled | $152,500.00 | $0.00 | See FINRA Report |
| Adam W Wood | 5227022 | 1 | 04/04/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |