Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Patrick Riney | 5361364 | 1 | 06/07/2019 | Customer Dispute | Settled | $7,033.00 | $0.00 | See FINRA Report |
| John Russell Holland | 2538118 | 5 | 05/24/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Derrig | 6407661 | 1 | 05/06/2019 | Customer Dispute | Settled | $6,233.43 | $0.00 | See FINRA Report |
| Andrew A Arno | 2834759 | 3 | 04/30/2019 | Customer Dispute | Settled | $359,062.00 | $0.00 | See FINRA Report |
| James Joseph Gibson | 1420473 | 1 | 04/30/2019 | Customer Dispute | Settled | $359,062.00 | $0.00 | See FINRA Report |
| James Whitney Story | 2656257 | 5 | 03/15/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Bahary | 1294796 | 1 | 03/08/2019 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| William Charles Schumann | 1604894 | 5 | 02/08/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brian Michael Youngs | 2479488 | 3 | 01/16/2019 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Kerry Gerow Farley | 1560826 | 1 | 01/15/2019 | Customer Dispute | Settled | $41,530.00 | $0.00 | See FINRA Report |