Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Franklin Metcalf | 1280602 | 11 | 11/18/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Richard Barry Canter | 2644093 | 2 | 11/15/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Ronald Reed McCook | 4155186 | 3 | 11/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Franklin Metcalf | 1280602 | 11 | 10/14/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Richard Barry Canter | 2644093 | 2 | 10/11/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Francisco Javier Fernandez Leon | 5648271 | 7 | 10/07/2019 | Customer Dispute | Settled | $43,000.00 | $0.00 | See FINRA Report |
| Francisco Javier Fernandez Leon | 5648271 | 7 | 10/07/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Edward Burns | 4066393 | 4 | 08/09/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Miles Lane James | 2858981 | 2 | 07/01/2019 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Ronald Wayne Menard | 2971813 | 1 | 06/26/2019 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |