Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Franklin Metcalf | 1280602 | 11 | 07/13/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Randall Jude Raciti | 1191411 | 1 | 07/03/2020 | Customer Dispute | Settled | $37,227.80 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 07/02/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 07/01/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Barry Paul Debany | 2208573 | 2 | 06/12/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Curtis Lawler | 1193477 | 6 | 05/21/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| David Samuel Waters | 734939 | 1 | 04/21/2020 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| William Lief Collins | 2787822 | 4 | 04/20/2020 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Stuart Bryan Haw | 2905167 | 3 | 04/01/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Francisco Javier Fernandez Leon | 5648271 | 7 | 01/24/2020 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |