Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Joseph Krosnowski | 1435056 | 2 | 04/26/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Clinton Evenson | 2921643 | 2 | 01/18/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ivanhoe Vincent Ffriend | 1013083 | 4 | 04/28/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Bergin | 1393697 | 5 | 03/12/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Frederick Schliesser | 1439219 | 1 | 03/05/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John A Mayfield | 4316324 | 2 | 01/15/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Bergin | 1393697 | 5 | 12/01/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leroy Leslie Franck | 2354310 | 3 | 10/01/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Lee Massey | 1298358 | 1 | 07/01/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Gregory Noddings | 2331102 | 1 | 05/26/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |