Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fei Yi Wang | 5899211 | 2 | 09/26/2023 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Andrew Spiro Pandis | 2928410 | 4 | 08/16/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Timothy Richard Farris | 2178521 | 2 | 07/17/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Nathan Cole Wells | 5553359 | 2 | 07/13/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Stephen Curtis Lawler | 1193477 | 6 | 07/07/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Colin Christy Kelty | 5859007 | 4 | 07/05/2023 | Customer Dispute | Pending | $240,000.00 | $0.00 | See FINRA Report |
| Trey Andrew Toifel | 5830403 | 2 | 06/21/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Edward Burns | 4066393 | 4 | 06/06/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Juan Rascon | 5631144 | 3 | 05/18/2023 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Robert Edward Burns | 4066393 | 4 | 04/13/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |