Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Neal Everett | 1250585 | 3 | 01/11/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| William Charles Schumann | 1604894 | 5 | 01/05/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Matthew Ryan Stucke | 4840895 | 6 | 01/04/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| John Kenneth Lynde | 2690320 | 2 | 01/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Stanley Fagan | 1572927 | 3 | 11/29/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brion Patrick Harris | 3199095 | 9 | 11/27/2023 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| William Edward Hutchingson | 2131647 | 2 | 11/27/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Richard Robert McCloskey | 325602 | 1 | 11/27/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Lee Freeman | 1379227 | 2 | 11/08/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Ryan Stucke | 4840895 | 6 | 10/25/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |