Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jessica Franz-Martin | 6579615 | 1 | 07/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marina McCleneghen Glavota | 4270120 | 6 | 07/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Elizabeth Henley | 7441372 | 2 | 07/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan E Sloma | 6619482 | 1 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Jill Kaufman | 1837595 | 7 | 03/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Stacy Blair | 1804599 | 1 | 03/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Donna Darnell | 5949714 | 1 | 01/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maximo Gregorio Centeno | 2571344 | 1 | 12/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Jill Kaufman | 1837595 | 7 | 12/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew David Bossalina | 6631773 | 4 | 12/27/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |