Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andres Felipe Quintero | 5973471 | 1 | 02/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Howard Graham Jones | 1963785 | 2 | 02/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Philip Buzzanca | 1581639 | 4 | 01/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian John Mallon | 2227468 | 2 | 01/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Wayne Fuhrman | 5924292 | 1 | 01/08/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Batick | 2192524 | 2 | 10/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David William Sosa | 6725101 | 2 | 09/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John L Stevenson | 5969201 | 1 | 08/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Kinnamon | 6738041 | 1 | 08/14/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Anderson | 6421335 | 1 | 07/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |