Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew David Bossalina | 6631773 | 4 | 03/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven James Mayo | 2899829 | 2 | 03/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carla Semryck Mathias | 1349359 | 2 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Mathew Rice | 7273634 | 2 | 01/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Curtis Lawler | 1193477 | 6 | 01/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Michael Graves | 5191379 | 5 | 01/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Summers | 2584753 | 1 | 12/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Michael Graves | 5191379 | 5 | 11/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Seongbae Kim | 5985038 | 1 | 11/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |