Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Bradley Kantz | 2715107 | 2 | 11/04/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Bradley Kantz | 2715107 | 2 | 11/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Jeffrey | 1052111 | 7 | 10/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Whiteman Reed | 3240982 | 1 | 10/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |