Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Lynn Tolmoff | 4886597 | 1 | 12/19/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Manuel Rosas Chavez | 5807410 | 1 | 12/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darius Harrison | 6601351 | 1 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Jean Foster | 2873791 | 1 | 11/12/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Garrett Calfy | 4068620 | 12 | 11/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |