Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melvin Mitchell | 6456156 | 1 | 04/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Christopher Kane | 1517293 | 1 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Ernest Simpson | 5761051 | 1 | 03/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Koifman | 2916581 | 1 | 01/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Eugene Crider | 3009424 | 7 | 01/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Eugene Crider | 3009424 | 7 | 01/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Eugene Crider | 3009424 | 7 | 01/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Eugene Crider | 3009424 | 7 | 01/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Eugene Crider | 3009424 | 7 | 01/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jarrett Andrew Krienes | 2812284 | 1 | 12/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |