Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael James Walsh | 6224006 | 2 | 09/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Victor James Furniss | 5957759 | 3 | 07/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carl King | 6555444 | 1 | 06/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Bellush | 4830572 | 1 | 05/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Christopher McQueen | 5775378 | 4 | 05/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Lee Kulikowski | 4287918 | 2 | 05/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Kent | 1105799 | 2 | 05/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laith Amer Al Tikriti | 2277529 | 5 | 04/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Hoysick | 6244191 | 2 | 04/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Russell Story | 2002474 | 7 | 04/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |