Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason T Degolyer | 4342824 | 2 | 12/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Paul Kundracik | 1212638 | 1 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Hoehner | 5101107 | 2 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kurtis Anderson | 7054788 | 2 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sherwin Anthony Wray | 4571148 | 3 | 10/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sherwin Anthony Wray | 4571148 | 3 | 10/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hector Alberto Mena | 5400535 | 3 | 10/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cheryl Lee Voss | 4722360 | 8 | 09/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fredrick Charles Venturoni | 2030145 | 5 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Walsh | 6224006 | 2 | 09/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |