Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jessica Eaton | 6812794 | 1 | 12/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marina McCleneghen Glavota | 4270120 | 6 | 12/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Albert James Minutola | 1521357 | 4 | 10/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kurtis Anderson | 7054788 | 2 | 09/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marina McCleneghen Glavota | 4270120 | 6 | 08/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marina McCleneghen Glavota | 4270120 | 6 | 08/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomasina M Quesinberry | 4796415 | 1 | 08/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Robin Jones | 4398345 | 1 | 08/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chadwick Lynn Hargis | 4608728 | 1 | 08/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Vali | 6139848 | 1 | 07/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |