Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Raymond Long | 2409420 | 1 | 07/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Edward Hunter | 2038113 | 1 | 07/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Peter Lux | 2482506 | 2 | 06/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yolanda Copeland | 2974052 | 2 | 05/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George W Hunter | 4741429 | 2 | 05/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Charles Irwin | 3207895 | 2 | 04/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marina McCleneghen Glavota | 4270120 | 6 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Joseph Groarke | 2213512 | 3 | 02/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tanner Scott Cavaille | 6929221 | 1 | 02/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Thomas Douthit | 1837179 | 6 | 12/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |