Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ashley Nicole Brewer | 6598663 | 1 | 03/31/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cary Christian Foster | 6482953 | 1 | 12/14/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Leonard Hebenstreit | 5639115 | 1 | 08/19/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Daniel May | 5823835 | 1 | 06/30/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lev Ravkin | 5469760 | 1 | 05/14/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Skylar Armstrong Koon | 5685877 | 1 | 02/26/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jared Chaffin Lewis | 5682363 | 1 | 10/15/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lutgens | 7562962 | 1 | 08/21/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel David Moss | 718792 | 10 | 07/24/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George P Lares | 1072379 | 4 | 05/13/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |