Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Blue Alexander Hybner | 6962852 | 1 | 01/20/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony P Damico | 7339496 | 1 | 12/23/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Winston Wook Chung | 2469195 | 2 | 11/20/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gloria C Gould | 5185465 | 1 | 09/17/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph John Fisher | 7062067 | 1 | 07/27/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Ann Martin | 7128420 | 1 | 07/05/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chase Andrew Gauthier | 6764929 | 1 | 05/30/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Adam Bair | 6276748 | 1 | 02/15/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean R Mainwaring | 7047903 | 5 | 12/29/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Charles Durstein | 6529453 | 1 | 10/08/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |