Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Robert Greno | 3221992 | 1 | 11/27/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Nelson | 2140961 | 1 | 11/19/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Keith Tucker | 2879717 | 3 | 02/20/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Grant Bergamo | 2170048 | 2 | 11/24/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William John Raney | 2493393 | 2 | 11/20/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Latafath Hussain | 4738949 | 1 | 06/09/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Henry Williams | 867975 | 4 | 05/07/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Max Robert Garrison | 5039905 | 1 | 11/25/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darren Mark Howcroft | 3052682 | 3 | 10/22/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Jay Greenberg | 4332805 | 1 | 04/01/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |