Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Conrad Joseph Bailey | 4661921 | 2 | 10/04/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Stohr | 2359282 | 1 | 08/08/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Joseph Kellen | 3193258 | 1 | 04/17/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Gordon Taylor | 2440968 | 1 | 03/24/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hugh Michael Owens | 5068301 | 1 | 11/22/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Graves | 1398578 | 2 | 10/16/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Mark Menickella | 3082088 | 1 | 08/19/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William John Raney | 2493393 | 2 | 04/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stanley Joseph Smith | 1180473 | 4 | 02/22/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Alan Cline | 2980491 | 1 | 01/11/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |