Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brenton Charles Schmidt | 3093473 | 2 | 09/30/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Richard Engel | 4838590 | 1 | 09/06/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jay Lynn Salonen | 6006365 | 1 | 07/11/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Charles Negro | 1280424 | 4 | 04/24/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Andrew Koehler | 3138593 | 1 | 02/24/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vinod Kumar Joshi | 4057204 | 1 | 02/23/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Lynn McCaskill | 4405143 | 1 | 11/12/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dariusz A Caputa | 3127239 | 1 | 09/01/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Forcade | 3139599 | 1 | 04/23/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anna Christine Bailey | 6174021 | 1 | 02/17/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |