Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Marcus | 1160813 | 1 | 12/03/2019 | Customer Dispute | Denied | $66,166.90 | $0.00 | See FINRA Report |
| Diana Lynn Plucienkowski | 2669520 | 1 | 11/22/2019 | Customer Dispute | Denied | $76,085.00 | $0.00 | See FINRA Report |
| Brian Patrick Walsh | 2765722 | 1 | 11/06/2019 | Customer Dispute | Denied | $2,308.00 | $0.00 | See FINRA Report |
| Jason T Mellor | 2795200 | 1 | 11/04/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chris Jongmin Kim | 6534492 | 1 | 09/10/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Paul Stefanic | 1071670 | 3 | 08/27/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Albert Monroe Campbell | 5369735 | 1 | 07/25/2019 | Customer Dispute | Denied | $8,296.00 | $0.00 | See FINRA Report |
| Janet Rose Burke | 1142679 | 2 | 05/14/2019 | Customer Dispute | Denied | $464,000.00 | $0.00 | See FINRA Report |
| Joey Porfirio Snyder | 5815958 | 1 | 05/06/2019 | Customer Dispute | Denied | $15,300.00 | $0.00 | See FINRA Report |
| Phillip Gayle Bracey | 1435778 | 1 | 03/20/2019 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |