Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sandy L Dorson | 5629572 | 2 | 10/14/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Qiadong Zhao | 5696736 | 1 | 10/13/2020 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
| Matthew Lynn Metzger | 3246225 | 1 | 09/11/2020 | Customer Dispute | Denied | $16,763.00 | $0.00 | See FINRA Report |
| Teena Ann Milldebrandt | 4535766 | 3 | 08/25/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Serge Suleimani | 3272270 | 2 | 08/21/2020 | Customer Dispute | Denied | $44,348.30 | $0.00 | See FINRA Report |
| Richard Bruno Casolari | 42779 | 4 | 07/24/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jesse Morgan Raines | 7097971 | 2 | 07/02/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Meredith McCoy | 4557189 | 5 | 05/19/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Meredith McCoy | 4557189 | 5 | 05/13/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William F Rugen | 1689041 | 1 | 03/27/2020 | Customer Dispute | Denied | $20,100.00 | $0.00 | See FINRA Report |