Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore Mark Miller | 2645227 | 5 | 11/17/1999 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| David Charles Irwin | 3207895 | 2 | 10/13/1999 | Customer Dispute | Denied | $7,944.00 | $0.00 | See FINRA Report |
| F Joseph Marsh | 1173037 | 1 | 07/28/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adnan Hamid Hussain | 2021482 | 1 | 04/14/1999 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| Peter Carswell Starr | 2692714 | 2 | 06/24/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Alan Ramey | 1873526 | 4 | 04/29/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Ronnie Wayne Rochelle | 2188368 | 3 | 12/19/1997 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Timothy Charles Negro | 1280424 | 4 | 10/20/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitch Ira Silberman | 2414904 | 2 | 09/29/1997 | Customer Dispute | Denied | $2,915.00 | $0.00 | See FINRA Report |