Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Edward Brunette | 813924 | 23 | 08/02/2000 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Kerry Lynn Kinter | 2587650 | 1 | 07/07/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Russell Story | 2002474 | 7 | 04/28/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Lee Harrison Brooks | 2596886 | 2 | 02/25/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jennifer Gale Jones | 1619313 | 2 | 02/22/2000 | Customer Dispute | Denied | $10,705.20 | $0.00 | See FINRA Report |
| Dean Adams Packard | 1340896 | 1 | 02/22/2000 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Carl Louis Meier | 1034987 | 2 | 02/16/2000 | Customer Dispute | Denied | $11,326.00 | $0.00 | See FINRA Report |
| Steven Jay Anastasia | 2354039 | 2 | 02/07/2000 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Stephen Russell Story | 2002474 | 7 | 01/18/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Shawn Henry King | 2747306 | 1 | 01/11/2000 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |