Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Brian Schaum | 1099016 | 5 | 02/20/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dominic George Tobacco | 2084089 | 2 | 01/30/2001 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Anthony Michael Fauci | 727667 | 1 | 01/30/2001 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Thomas Octave Pekar | 2996625 | 1 | 01/12/2001 | Customer Dispute | Denied | $5,905.00 | $0.00 | See FINRA Report |
| Karen Jean Hill | 1018669 | 5 | 12/26/2000 | Customer Dispute | Denied | $26,264.50 | $0.00 | See FINRA Report |
| Edward Mezzacappa | 2343104 | 2 | 12/05/2000 | Customer Dispute | Denied | $11,609.00 | $0.00 | See FINRA Report |
| James Peter Maugeri | 4010064 | 1 | 11/01/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 09/19/2000 | Customer Dispute | Denied | $5,171.35 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 08/29/2000 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Wilda Joy Adams | 1873198 | 1 | 08/03/2000 | Customer Dispute | Denied | $11,177.00 | $0.00 | See FINRA Report |