Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kim Kerry Love | 1242426 | 2 | 12/12/2001 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| John Ernest Orito | 2008254 | 4 | 12/10/2001 | Customer Dispute | Denied | $17,565.00 | $0.00 | See FINRA Report |
| Don Clay Hall | 823983 | 8 | 11/13/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Ronald Hayden Williams | 1844416 | 1 | 11/13/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James V Cairo | 1982356 | 3 | 11/05/2001 | Customer Dispute | Denied | $54,752.00 | $0.00 | See FINRA Report |
| Jeffrey Brian Forehand | 1618003 | 7 | 10/07/2001 | Customer Dispute | Denied | $8,940.00 | $0.00 | See FINRA Report |
| Karen Jean Hill | 1018669 | 5 | 09/28/2001 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Michael Kenneth Self | 2246403 | 9 | 09/25/2001 | Customer Dispute | Denied | $71,189.00 | $0.00 | See FINRA Report |
| Michael Kenneth Self | 2246403 | 9 | 09/24/2001 | Customer Dispute | Denied | $161,939.00 | $0.00 | See FINRA Report |
| George P Lares | 1072379 | 4 | 09/11/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |