Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Allan Tash | 3083238 | 1 | 07/10/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Christopher Scott Smith | 2265603 | 4 | 07/02/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul Joseph Contreri | 732034 | 1 | 06/19/2002 | Customer Dispute | Denied | $84,100.00 | $0.00 | See FINRA Report |
| Derlan Yuan Chou | 1843544 | 1 | 06/16/2002 | Customer Dispute | Denied | $16,550.00 | $0.00 | See FINRA Report |
| David Frederic Beck | 1698085 | 2 | 05/28/2002 | Customer Dispute | Denied | $8,376.84 | $0.00 | See FINRA Report |
| Michael Kenneth Self | 2246403 | 9 | 05/14/2002 | Customer Dispute | Denied | $72,000.00 | $0.00 | See FINRA Report |
| Fredrick Charles Venturoni | 2030145 | 5 | 04/02/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Allen Wegner | 1638972 | 3 | 03/22/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| John Burton Myres | 1590317 | 1 | 03/06/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Linda Anne Yates | 1413218 | 1 | 02/14/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |