Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Francis Lohnes | 1705995 | 1 | 08/19/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Frederic Perry | 2037680 | 2 | 08/16/2002 | Customer Dispute | Denied | $91,098.30 | $0.00 | See FINRA Report |
| Jason Tyler Wilson | 2414383 | 4 | 08/06/2002 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Stacey Lynn Casey | 2772645 | 2 | 08/06/2002 | Customer Dispute | Denied | $46,547.20 | $0.00 | See FINRA Report |
| Nancy Jean Almond | 2142868 | 2 | 07/30/2002 | Customer Dispute | Denied | $470,000.00 | $0.00 | See FINRA Report |
| Vincent Paul Grimaldi | 3028787 | 2 | 07/27/2002 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Daniel Stewart Klein | 2901933 | 1 | 07/24/2002 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| George Franklin Vieth | 1925999 | 2 | 07/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Sigmund Simonson | 2117026 | 1 | 07/22/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan D Beatty | 2207998 | 1 | 07/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |