Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Katherine Jeanette Cathcart | 2343349 | 1 | 04/22/2003 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Gregory George Jahnke | 2137794 | 1 | 04/11/2003 | Customer Dispute | Denied | $41,000.00 | $0.00 | See FINRA Report |
| Scott Eric Holstein | 1725281 | 2 | 03/31/2003 | Customer Dispute | Denied | $453,506.00 | $0.00 | See FINRA Report |
| Shawn Devin Smith | 1640168 | 5 | 03/28/2003 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Curtis Dickerson Pilson | 1853722 | 3 | 03/28/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Paul Barringer | 1560069 | 1 | 03/26/2003 | Customer Dispute | Denied | $393,799.00 | $0.00 | See FINRA Report |
| Eric Stephen Pasquini | 3176301 | 2 | 03/24/2003 | Customer Dispute | Denied | $6,097.00 | $0.00 | See FINRA Report |
| Charles Thomas Douthit | 1837179 | 6 | 03/12/2003 | Customer Dispute | Denied | $59,804.80 | $0.00 | See FINRA Report |
| Andrew David Byron | 2612485 | 7 | 03/11/2003 | Customer Dispute | Denied | $24,911.70 | $0.00 | See FINRA Report |
| Thomas Michael Galbraith | 2674124 | 2 | 03/10/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |