Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Joseph Smith | 4020446 | 1 | 11/19/2003 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Stuart Quinn Hoshide | 1838860 | 15 | 11/18/2003 | Customer Dispute | Denied | $200,249.00 | $0.00 | See FINRA Report |
| Harry Arthur Mewes | 2060097 | 1 | 11/10/2003 | Customer Dispute | Denied | $6,759.27 | $0.00 | See FINRA Report |
| Mitchell Irwin Merber | 1030871 | 2 | 11/03/2003 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Jelani Ptah | 1811901 | 1 | 10/12/2003 | Customer Dispute | Denied | $5,754.00 | $0.00 | See FINRA Report |
| Michael Allen Wegner | 1638972 | 3 | 09/29/2003 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
| James Samuel Hatcher | 1474336 | 1 | 09/08/2003 | Customer Dispute | Denied | $94,000.00 | $0.00 | See FINRA Report |
| Theodore Mark Miller | 2645227 | 5 | 08/27/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Sosa | 2447013 | 7 | 08/25/2003 | Customer Dispute | Denied | $21,179.20 | $0.00 | See FINRA Report |
| Kevin James Bauer | 3122249 | 1 | 08/11/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |