Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carla Semryck Mathias | 1349359 | 2 | 03/02/2004 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Mark Richard Lobdell | 867457 | 2 | 02/25/2004 | Customer Dispute | Denied | $11,692.50 | $0.00 | See FINRA Report |
| Robert Joseph Zacharias | 3043115 | 4 | 02/13/2004 | Customer Dispute | Denied | $272,000.00 | $0.00 | See FINRA Report |
| John Kenneth Lynde | 2690320 | 2 | 01/20/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael David Mathias | 1349406 | 21 | 01/02/2004 | Customer Dispute | Denied | $175,000.00 | $0.00 | See FINRA Report |
| Marc Dean Spinner | 2727461 | 1 | 12/29/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Maximillian Thurlow | 2257683 | 4 | 11/27/2003 | Customer Dispute | Denied | $10,800.00 | $0.00 | See FINRA Report |
| Mitchell Irwin Merber | 1030871 | 2 | 11/25/2003 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Kenneth Wayne Petersen | 706423 | 1 | 11/24/2003 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Richard Anthony Schiendler | 1241224 | 1 | 11/24/2003 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |