Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Alan Ramey | 1873526 | 4 | 06/30/2004 | Customer Dispute | Denied | $193,000.00 | $0.00 | See FINRA Report |
| Terry Louise Grambo | 2497199 | 1 | 06/28/2004 | Customer Dispute | Denied | $39,000.00 | $0.00 | See FINRA Report |
| Michael Perry Saunders | 2470134 | 3 | 06/24/2004 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Michael Perry Saunders | 2470134 | 3 | 06/24/2004 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 05/26/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eugene Carroll Smith | 1003466 | 2 | 04/12/2004 | Customer Dispute | Denied | $10,603.90 | $0.00 | See FINRA Report |
| Thomas J Bastian | 1397252 | 1 | 04/08/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Don Semersky | 2943874 | 4 | 04/02/2004 | Customer Dispute | Denied | $133,348.00 | $0.00 | See FINRA Report |
| James Parker | 2681863 | 2 | 03/24/2004 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Peggy Ann Winbauer | 1222351 | 1 | 03/11/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |