Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lonnie Jacob Woodall | 5499376 | 1 | 07/19/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tsz Kwan Lau | 6295070 | 1 | 07/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sheeza Rashid | 6560034 | 1 | 06/15/2022 | Customer Dispute | Denied | $14,395.00 | $0.00 | See FINRA Report |
| Jonathan Eugene Anderson | 5211270 | 1 | 06/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dimitar Nikolaev Mushkov | 5699156 | 1 | 04/18/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Don Clay Hall | 823983 | 8 | 04/05/2022 | Customer Dispute | Denied | $3,841.10 | $0.00 | See FINRA Report |
| Joshua Aaron Green | 4970616 | 3 | 03/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Taylor Realino McBath | 6536354 | 1 | 02/25/2022 | Customer Dispute | Denied | $11,421.00 | $0.00 | See FINRA Report |
| Kimberly R Superneau | 4548225 | 2 | 02/25/2022 | Customer Dispute | Denied | $34,790.10 | $0.00 | See FINRA Report |
| Julia Ann McGinnis | 1696305 | 1 | 11/18/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |