Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronnie Wayne Rochelle | 2188368 | 3 | 10/18/2004 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Sherman Phillip Ober | 1683236 | 4 | 09/13/2004 | Customer Dispute | Denied | $143,000.00 | $0.00 | See FINRA Report |
| Brian Wesley Armstrong | 3040269 | 1 | 09/07/2004 | Customer Dispute | Denied | $75,984.00 | $0.00 | See FINRA Report |
| David Brian Murphy | 2833525 | 1 | 08/18/2004 | Customer Dispute | Denied | $104,687.00 | $0.00 | See FINRA Report |
| John Robert Curran | 2436249 | 1 | 07/26/2004 | Customer Dispute | Denied | $18,623.70 | $0.00 | See FINRA Report |
| Douglas Michael Rowan | 1507968 | 2 | 07/19/2004 | Customer Dispute | Denied | $91,325.00 | $0.00 | See FINRA Report |
| Darin Andrew Driggers | 2136559 | 1 | 07/15/2004 | Customer Dispute | Denied | $8,971.00 | $0.00 | See FINRA Report |
| Michael Henry Gabrielian | 1989311 | 1 | 07/12/2004 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Cynthia Kelley Hinds | 1151631 | 2 | 07/02/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth John Apking | 2721463 | 1 | 07/01/2004 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |