Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Gregory Keller | 1708243 | 5 | 03/22/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rodney Alford Little | 1260096 | 1 | 03/02/2005 | Customer Dispute | Denied | $93,180.00 | $0.00 | See FINRA Report |
| Joel David Malick | 4247438 | 2 | 03/01/2005 | Customer Dispute | Denied | $14,580.50 | $0.00 | See FINRA Report |
| Nathan Scott Sanders | 2944988 | 2 | 02/01/2005 | Customer Dispute | Denied | $91,665.20 | $0.00 | See FINRA Report |
| John Eric Brinley | 2340445 | 1 | 01/17/2005 | Customer Dispute | Denied | $9,225.00 | $0.00 | See FINRA Report |
| Bryan Christopher Davis | 2468251 | 5 | 01/04/2005 | Customer Dispute | Denied | $8,400.00 | $0.00 | See FINRA Report |
| Randy Lee Roesler | 2144474 | 3 | 12/02/2004 | Customer Dispute | Denied | $10,800.00 | $0.00 | See FINRA Report |
| Michael Vinson Trickey | 3025989 | 1 | 11/29/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bernard Melvin Andersen | 2362499 | 1 | 11/01/2004 | Customer Dispute | Denied | $46,495.00 | $0.00 | See FINRA Report |
| Rodney Keith Dooley | 3160114 | 1 | 10/29/2004 | Customer Dispute | Denied | $14,100.00 | $0.00 | See FINRA Report |