Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Robert Langer | 1003499 | 2 | 06/06/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Al Elnasser | 2410541 | 7 | 05/18/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew David Byron | 2612485 | 7 | 05/05/2005 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Daniel Peter Lash | 2885074 | 1 | 04/30/2005 | Customer Dispute | Denied | $6,700.00 | $0.00 | See FINRA Report |
| Paul Andrew Desmond | 2873183 | 1 | 04/28/2005 | Customer Dispute | Denied | $2,200.00 | $0.00 | See FINRA Report |
| Dennis Michael Lomax | 1928772 | 4 | 04/14/2005 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Sherwin Anthony Wray | 4571148 | 3 | 04/08/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Charles David Breske | 852046 | 4 | 04/02/2005 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| Anthony Grassi | 2791597 | 3 | 03/24/2005 | Customer Dispute | Denied | $78,250.00 | $0.00 | See FINRA Report |
| Daniel Edward Brunette | 813924 | 23 | 03/22/2005 | Customer Dispute | Denied | $131,492.00 | $0.00 | See FINRA Report |