Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Niccolo Alfred Gonzales | 4552092 | 2 | 09/26/2005 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Kimberly Jean Brumbaugh | 3065606 | 2 | 08/29/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Craig Herbert | 1968586 | 4 | 08/16/2005 | Customer Dispute | Denied | $24,363.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Arena | 6997 | 6 | 08/11/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Arena | 6997 | 6 | 08/11/2005 | Customer Dispute | Denied | $14,750.00 | $0.00 | See FINRA Report |
| Kenneth Joseph Arena | 6997 | 6 | 08/11/2005 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| William Francis Richard | 2811650 | 1 | 08/08/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Susan Kay Coon | 2139624 | 2 | 08/05/2005 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Michael James Martin | 2846110 | 1 | 07/19/2005 | Customer Dispute | Denied | $5,582.44 | $0.00 | See FINRA Report |
| Michael Allen Wegner | 1638972 | 3 | 07/11/2005 | Customer Dispute | Denied | $18,650.00 | $0.00 | See FINRA Report |