Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Borsellino | 2164073 | 1 | 05/01/2006 | Customer Dispute | Denied | $8,100.59 | $0.00 | See FINRA Report |
| Louis Grant Bergamo | 2170048 | 2 | 04/21/2006 | Customer Dispute | Denied | $11,750.00 | $0.00 | See FINRA Report |
| James Whitney Story | 2656257 | 5 | 04/17/2006 | Customer Dispute | Denied | $4,500.00 | $0.00 | See FINRA Report |
| Nancy Jean Almond | 2142868 | 2 | 04/05/2006 | Customer Dispute | Denied | $7,650.00 | $0.00 | See FINRA Report |
| Steven Jay Kuryla | 1517975 | 2 | 03/13/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Julie Marie Ridgeway | 1491676 | 2 | 02/15/2006 | Customer Dispute | Denied | $22,698.00 | $0.00 | See FINRA Report |
| Mark Edward Joyner | 2791814 | 1 | 12/07/2005 | Customer Dispute | Denied | $6,564.00 | $0.00 | See FINRA Report |
| Thomas William Stoecker | 2430351 | 2 | 12/04/2005 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| Gary William Holland | 852976 | 6 | 11/01/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Theodore Mark Miller | 2645227 | 5 | 10/14/2005 | Customer Dispute | Denied | $9,647.00 | $0.00 | See FINRA Report |