Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Scott Smith | 2265603 | 4 | 08/07/2006 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Kevin Patrick Adam | 2393993 | 3 | 07/27/2006 | Customer Dispute | Denied | $7,382.35 | $0.00 | See FINRA Report |
| Alice Catherine Baboushkin | 2201010 | 1 | 07/21/2006 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Larry Joseph Toenjes | 1578115 | 1 | 07/13/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Cesare Franzese | 2907250 | 1 | 07/07/2006 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Paul Francis Seymour | 2002154 | 3 | 07/06/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Matacchiero | 1862990 | 5 | 07/03/2006 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Vincent Paul Grimaldi | 3028787 | 2 | 06/15/2006 | Customer Dispute | Denied | $7,677.53 | $0.00 | See FINRA Report |
| John Bernard Murphy | 2332761 | 1 | 06/13/2006 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Daniel Feniger | 2531779 | 1 | 05/17/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |