Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brion Patrick Harris | 3199095 | 9 | 11/22/2006 | Customer Dispute | Denied | $20,660.70 | $0.00 | See FINRA Report |
| Hubert Francis Obrien | 859430 | 2 | 11/06/2006 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| John Giancaterino | 1041485 | 1 | 10/24/2006 | Customer Dispute | Denied | $184,683.00 | $0.00 | See FINRA Report |
| Kevin Patrick Adam | 2393993 | 3 | 10/24/2006 | Customer Dispute | Denied | $27,472.00 | $0.00 | See FINRA Report |
| Richard Steven Jeffery | 1041188 | 1 | 10/17/2006 | Customer Dispute | Denied | $11,913.00 | $0.00 | See FINRA Report |
| David Todd Harding | 2762385 | 3 | 09/21/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Paul Debany | 2208573 | 2 | 09/19/2006 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| James Gregory Gibbs | 3169220 | 5 | 08/22/2006 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| John Marian Zacira | 4672272 | 1 | 08/22/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory John Bayer | 1526183 | 3 | 08/11/2006 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |