Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Denise Marcia Knight | 2734133 | 1 | 03/28/2007 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Andrew David Byron | 2612485 | 7 | 03/15/2007 | Customer Dispute | Denied | $21,800.00 | $0.00 | See FINRA Report |
| Kurt Louis Hoffer | 2044343 | 12 | 03/12/2007 | Customer Dispute | Denied | $7,745.00 | $0.00 | See FINRA Report |
| Allan Eugene Rosen | 1146570 | 5 | 03/12/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ernest Hoxsie Mathewson | 2354499 | 1 | 03/05/2007 | Customer Dispute | Denied | $13,584.80 | $0.00 | See FINRA Report |
| Gregory John Bayer | 1526183 | 3 | 02/13/2007 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Sheila Elaine Carmen | 2869452 | 4 | 02/05/2007 | Customer Dispute | Denied | $5,500.00 | $0.00 | See FINRA Report |
| Anthony Joseph Harris | 1733557 | 2 | 02/02/2007 | Customer Dispute | Denied | $47,623.00 | $0.00 | See FINRA Report |
| Robert Patrick Carroll | 1470313 | 1 | 01/11/2007 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Peter Yan Hong | 2519672 | 1 | 11/28/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |