Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Youssef | 1352929 | 1 | 09/10/2007 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Frank Paul Zocco | 2598100 | 1 | 08/09/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Michael Kalin | 3097799 | 4 | 06/28/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Dean Dawson | 825846 | 2 | 06/21/2007 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Phillip Shaun McDuffee | 2026653 | 3 | 06/06/2007 | Customer Dispute | Denied | $74,473.00 | $0.00 | See FINRA Report |
| Patrick Joseph Groarke | 2213512 | 3 | 06/06/2007 | Customer Dispute | Denied | $44,000.00 | $0.00 | See FINRA Report |
| Byron Stanley Hirata | 732174 | 1 | 05/04/2007 | Customer Dispute | Denied | $2,000.00 | $0.00 | See FINRA Report |
| Willi Walter Reif | 4509639 | 1 | 04/25/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Payton Denney | 4687264 | 1 | 04/23/2007 | Customer Dispute | Denied | $6,326.99 | $0.00 | See FINRA Report |
| Carmine J Lacognata | 1889505 | 3 | 04/19/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |