Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Howard Eichel | 2224038 | 4 | 02/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Javier Alejandro Vallejo | 4698101 | 4 | 01/03/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Charles Hugh Laughridge | 1410187 | 2 | 12/27/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Tyler Wilson | 2414383 | 4 | 12/24/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Charles Rosso | 4255488 | 1 | 12/21/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas J Kornett | 2827381 | 1 | 12/11/2007 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| Christopher M Burgos | 4132272 | 2 | 10/25/2007 | Customer Dispute | Denied | $12,813.00 | $0.00 | See FINRA Report |
| Peter Paul Stefanic | 1071670 | 3 | 10/18/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phillip Shaun McDuffee | 2026653 | 3 | 10/12/2007 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| William Thomas Mawby | 2797493 | 3 | 09/20/2007 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |