Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Wright Bell | 2378665 | 2 | 11/22/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gerard Lee Patin | 4846306 | 1 | 11/03/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brandon Thomas Bean | 5482951 | 1 | 09/29/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Xuemei Qian | 6155322 | 3 | 09/29/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeremy Demone Browning | 2977642 | 1 | 09/16/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Coe Pendergrast | 1648139 | 1 | 09/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dallah Anderson Forrest | 2224283 | 2 | 08/17/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Kerutis | 2345517 | 7 | 08/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Jordan Wenger | 6887013 | 1 | 08/08/2022 | Customer Dispute | Denied | $7,650.00 | $0.00 | See FINRA Report |
| Michael John Messer | 2070746 | 1 | 08/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |