Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberli Marie Garrett | 2651537 | 1 | 05/16/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Randall Wayne Thiel | 3154357 | 1 | 05/12/2008 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Kelly Jo Goreham | 2948712 | 2 | 05/09/2008 | Customer Dispute | Denied | $6,300.00 | $0.00 | See FINRA Report |
| Susan E Taylor | 1455779 | 1 | 04/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew David Byron | 2612485 | 7 | 04/15/2008 | Customer Dispute | Denied | $23,666.00 | $0.00 | See FINRA Report |
| Andrew David Riggle | 2768416 | 2 | 03/28/2008 | Customer Dispute | Denied | $78,261.70 | $0.00 | See FINRA Report |
| John Randall Shetromph | 1209174 | 3 | 03/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew David Riggle | 2768416 | 2 | 02/28/2008 | Customer Dispute | Denied | $24,645.00 | $0.00 | See FINRA Report |
| Javier Alejandro Vallejo | 4698101 | 4 | 02/22/2008 | Customer Dispute | Denied | $9,151.67 | $0.00 | See FINRA Report |
| Gary Ernest Pugh | 4511570 | 1 | 02/06/2008 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |