Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Marvin Holcombe | 1999602 | 1 | 08/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Danny Robert Lis | 4605881 | 1 | 08/26/2008 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Clint Robert Verhagen | 4186717 | 1 | 08/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Frederic Beck | 1698085 | 2 | 08/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Al Elnasser | 2410541 | 7 | 08/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Dale Chapman | 2493705 | 3 | 07/28/2008 | Customer Dispute | Denied | $5,517.56 | $0.00 | See FINRA Report |
| Brian Keith Music | 2270357 | 6 | 07/28/2008 | Customer Dispute | Denied | $15,987.00 | $0.00 | See FINRA Report |
| Anthony Lawrence Henry | 3006425 | 1 | 07/11/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jason T Degolyer | 4342824 | 2 | 06/17/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Borge Borresen | 856665 | 2 | 06/06/2008 | Customer Dispute | Denied | $7,580.00 | $0.00 | See FINRA Report |