Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Garfield Levis | 3199434 | 2 | 10/03/2008 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Clint W Gault | 5037255 | 1 | 10/01/2008 | Customer Dispute | Denied | $15,107.90 | $0.00 | See FINRA Report |
| Ralph Charles Kowal | 4013384 | 1 | 09/26/2008 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Benedetto Tony Agostino | 3244566 | 1 | 09/25/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Kenneth Robert Perkins | 1653276 | 2 | 09/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Hugh Laughridge | 1410187 | 2 | 09/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Aaron Daniel Locke | 4708252 | 2 | 09/15/2008 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Eugene Carroll Smith | 1003466 | 2 | 09/12/2008 | Customer Dispute | Denied | $14,235.90 | $0.00 | See FINRA Report |
| Brian Thomas Johnson | 4868446 | 1 | 09/10/2008 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Jeffrey Howard Eichel | 2224038 | 4 | 09/02/2008 | Customer Dispute | Denied | $13,826.30 | $0.00 | See FINRA Report |